Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

January 17, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
January 17, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
January 16, 2018Notice from the Office of the Secretary: The Mutual Fund Dealers Association of Canada and John Richard Wolfenden, Nos. 2017-75 and 2017-76
January 15, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
January 12, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
January 11, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al.
January 11, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
January 11, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
January 8, 2018Notice from the Office of the Secretary: Dennis Wing
December 29, 2017Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al.
December 27, 2017Notice from the Office of the Secretary: Aurora Cannabis Inc, Cannimed Therapeutics Inc. and The Special Committee of The Board of Directors of Cannimed Therapeutics Inc., File Nos. 2017-71, 2017-73, 2017-74
December 22, 2017Notice from the Office of the Secretary: The Mutual Fund Dealers Association of Canada, File No. 2017-75
December 22, 2017Notice from the Office of the Secretary: John Richard Wolfenden, File No. 2017-76
December 21, 2017Notice from the Office of the Secretary: In the Matter of Money Gate Mortgage Investment Corporation et al., File No. 2017-79
December 21, 2017Notice from the Office of the Secretary: Assante Capital Management Ltd.and Assante Financial Management Ltd., File No. 2017-72
December 20, 2017Notice from the Office of the Secretary: Aurora Cannabis Inc, The Special Committee of The Board of Directors of Cannimed Therapeutics Inc. and Cannimed Therapeutics Inc., File Nos. 2017-71, 2017-73, 2017-74
December 19, 2017Notice from the Office of the Secretary: Techocan International Co. Ltd. and Haiyan (Helen) Gao Jordan
December 19, 2017Notice from the Office of the Secretary: Dennis L. Meharchand et al.
December 19, 2017Notice from the Office of the Secretary: TCM Investments Ltd. et al.
December 18, 2017Notice from the Office of the Secretary: Sino-Forest Corporation et al.
December 18, 2017Notice from the Office of the Secretary: Assante Capital Management Ltd.and Assante Financial Management Ltd., File No. 2017-72
December 15, 2017Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-64
December 14, 2017Notice from the Office of the Secretary: In the Matter of Dennis Wing
December 14, 2017Notice from the Office of the Secretary: Dennis L. Meharchand et al.
December 14, 2017Notice from the Office of the Secretary: Miles S. Nadal, File No. 2017-77
December 14, 2017Notice from the Office of the Secretary: Miles S. Nadal, File No. 2017-77
December 13, 2017Notice from the Office of the Secretary: Aurora Cannabis Inc and Cannimed Therapeutics Inc. and The Special Committee of The Board of Directors of Cannimed Therapeutics Inc., FILE Nos. 2017-71, 2017-73, 2017-74
December 12, 2017Notice from the Office of the Secretary: The Special Committee of The Board of Directors of Cannimed Therapeutics Inc. and Aurora Cannabis Inc., File No. 2017-73
December 12, 2017Notice from the Office of the Secretary: Cannimed Therapeutics Inc. and Aurora Cannabis Inc., File No. 2017-74
December 8, 2017Notice from the Office of the Secretary: Aurora Cannabis Inc. and Cannimed Therapeutics Inc., File No. 2017-71