Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

November 15, 2018Notice from the Office of the Secretary: SBC Financial Group Inc. and Prabhjot Singh Bakshi, File No. 2018-67
November 9, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
November 6, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
October 31, 2018Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
October 31, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
October 29, 2018Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
October 25, 2018Notice from the Office of the Secretary: Keir Reynolds, File No. 2018-64
October 25, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
October 22, 2018Notice from the Office of the Secretary: Dennis L. Meharchand et al.
October 19, 2018Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
October 18, 2018Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
October 17, 2018Notice from the Office of the Secretary: K2 & Associates Investment Management Inc. et al, File No. 2018-60
October 16, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
October 15, 2018Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
October 12, 2018Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
October 11, 2018Notice from the Office of the Secretary: eToro (Europe) Limited, File No. 2018-44
October 10, 2018Notice from the Office of the Secretary: In the Matter of Larry Lee, File No. 2018-58
October 5, 2018Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
October 5, 2018Notice from the Office of the Secretary: eToro (Europe) Limited, File No. 2018-44
October 4, 2018Notice from the Office of the Secretary: Jason Michael Currey et al., File No. 2018-48
October 4, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-66
September 28, 2018Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
September 26, 2018Notice from the Office of the Secretary: Daniel P. Reeve, File No. 2018-54
September 25, 2018Notice from the Office of the Secretary: In the Matter of X.X., File No. 2018-52
September 24, 2018Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
September 24, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
September 24, 2018Notice from the Office of the Secretary: Roy Ping Bai (aka Ping Bai) And RBP Consulting, File No. 2018-46
September 21, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-66
September 21, 2018Notice from the Office of the Secretary: Michael Pearson and LeadFX Inc., File No. 2018-53
September 18, 2018Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28