Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

September 24, 2018Notice from the Office of the Secretary: In the Matter of Michael Pearson and LeadFX Inc, File No. 2018-53
September 24, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
September 24, 2018Notice from the Office of the Secretary: Roy Ping Bai (aka Ping Bai) And RBP Consulting, File No. 2018-46
September 21, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-66
September 21, 2018Notice from the Office of the Secretary: In the Matter of Michael Pearson and LeadFX Inc, File No. 2018-53
September 18, 2018Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
September 14, 2018Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
September 13, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
September 11, 2018Notice from the Office of the Secretary: Martin Bernholtz, File No. 2018-16
September 11, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
September 11, 2018Notice from the Office of the Secretary: USI Tech Limited et al., File No. 2018-8
September 10, 2018Notice from the Office of the Secretary: Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership, File No. 2018-21
September 7, 2018Notice from the Office of the Secretary: In the Matter of Siu Mui “Debbie” Wong et al., File No. 2018-50
September 7, 2018Notice from the Office of the Secretary: Vincent George Byrne, File No. 2018-47
September 6, 2018Notice from the Office of the Secretary: Donald Mason, File No. 2018-1
September 5, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-64
September 5, 2018Notice from the Office of the Secretary: Omega Securities Inc., File No. 2017-66
August 31, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
August 31, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
August 29, 2018Notice from the Office of the Secretary: Benedict Cheng et al.
August 28, 2018Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
August 24, 2018Notice from the Office of the Secretary: Maria Psihopedas, File No. 2018-18
August 15, 2018Notice from the Office of the Secretary: Jason Michael Currey et al., File No. 2018-48
August 15, 2018Notice from the Office of the Secretary: Brian Michael Sutton and Investment Industry Regulatory Organization of Canada, File Nos. 2017-37 and 2018-10
August 15, 2018Notice from the Office of the Secretary: Vincent George Byrne, File No. 2018-47
August 15, 2018Notice from the Office of the Secretary: Roy Ping Bai (aka Ping Bai) And RBP Consulting, File No. 2018-46
August 13, 2018Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-9
August 10, 2018Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
August 9, 2018Notice from the Office of the Secretary: Muchoki Fungai Simba (also previously known as Henderson MacDonald Alexander Butcher), File No. 2018-6
August 2, 2018Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79