Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 1
February 22, 2019
8:30 AM

Bernholtz, Martin,
Section: s. 127(1) and 127.1
Panel: Timothy Moseley
Note: M. Britton in attendance for Staff
February 25, 2019
10:00 AM

February 27, 2019
9:00 AM

March 4, 6-8 & May 1-3, 6, 8, 10, 22-24 & May 30-31, 2019
10:00 AM
Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127(1) and 127.1
Panel: Timothy Moseley/M. Cecilia Williams/Lawrence P. Haber
Note: J. Gibson / D. Emami in attendance for Staff
February 26, 2019
4:00 PM

BDO Canada LLP,
Section: s. 127(1) and 127.1
Panel: M. Cecilia Williams
Note: A. Huculak in attendance for Staff
March 20, 2019
10:00 AM

March 21-22, 2019
10:00 AM
Hutchinson, Donna, Cornish, Cameron Edward, Sidders, David Paul George , Caruso, Patrick Jelf ,
Section: s. 127 and 127.1
Panel: Timothy Moseley
Note:

M. Britton / R. Eghan in attendance for Staff

March 25, 2019
9:30 AM

March 27-29 & April 1, 2019
9:30 AM
Bernholtz, Martin,
Section: s. 127(1) and 127.1
Panel: D. Grant Vingoe
Note:

M. Britton in attendance for Staff

March 26, 2019
10:00 AM

Rudensky, Andrew Paul,
Section: s. 21.7
Panel: M. Cecilia Williams
Note: C. Galbraith in attendance for Staff
April 3, 2019
10:00 AM

El-Bouji, Issam,
Section: s. 127(1) and (2) and 127.1
Panel: D. Grant Vingoe
Note: D. Ferris in attendance for Staff
April 3, 2019
10:00 AM

April 22-26, 2019
10:00 AM
Natural Bee Works Apiaries Inc., Landucci, Rinaldo, Chickalo, Tawlia ,
Section: s. 127(1) and 127.1
Panel: D. Grant Vingoe
Note: C. Galbraith in attendance for Staff
April 9, 2019
2:00 PM

MOAG Copper Gold Resources Inc., Brown, Gary , Jones, Bradley,
Section: s. 127(1) and 127.1
Panel: Timothy Moseley
Note: A. Huculak in attendance for Staff
April 24, 2019
9:30 AM

Kitmitto, Majd , Vannatta, Steven , Candusso, Claudio , Candusso, Christopher , Goss, Donald Alexander (Sandy), Fielding, John , Fakhry, Frank ,
Section: s. 127(1) and 127.1
Panel: To be announced
Note: J Lynch/M. Britton in attendance for Staff
May 1, 2019
10:00 AM

May 2, 6, 8-10 & 22, 2019
10:00 AM

June 3, 2019
10:00 AM

June 5, 2019
11:00 AM

June 6-7, 2019
9:30 AM
El-Bouji, Issam,
Section: s. 127(1) and (2) and 127.1
Panel: To be announced
Note: D. Ferris in attendance for Staff
June 13, 2019
10:00 AM

Caldwell Investment Management Ltd.,
Section: s. 127(1) and (2) and 127.1
Panel: To be announced
Note: D. Ferris in attendance for Staff
July 8, 2019
10:00 AM

July 9, 11-12, 15-16, 18-19, 29-30, August 1-2, 7-9, 12, 15-16, 19-20, 22-23 and 27-28, 2019

10:00 AM
Caldwell Investment Management Ltd.,
Section: s. 127(1) and (2) and 127.1
Panel: To be announced
Note: D. Ferris in attendance for Staff
To be announced Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: To be announced
Note: J. Superina in attendance for Staff