Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 2Next » 
December 17, 2018
10:00 AM

Caldwell Investment Management Ltd.,
Section: s. 127(1) and (2) and 127.1
Panel: RPH
Note: D. Ferris in attendance for Staff
December 18, 2018
9:00 AM

Katanga Mining Limited, Mistakidis, Aristotelis, Henderson, Tim, Gallagher, Liam, Best, Jeffrey, Blizzard, Johnny, Lubbe, Jacques, Colwill, Matthew,
Section: s. 127 and 127.1
Panel: TM/MCW/LPH
Note: C. Rossi / A. Qian in attendance for Staff
December 18, 2018
10:00 AM

Meharchand, Dennis L., , Valt.X Holdings Inc,
Section: s. 127 and 127.1
Panel: TM/DL/RPH
Note: K. McGrann in attendance for Staff
January 7, 2019
10:00 AM


January 9-11, 14-16, 18, 28-30, February 21, 22, 25, 27,

March 4, 6-8 & May 1-3, 6, 8, 10, 2019

10:00 AM
Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127(1) and 127.1
Panel: TM/FK/LPH
Note: J. Gibson in attendance for Staff
January 7, 2019
10:00 AM

Rudensky, Andrew Paul,
Section: s. 21.7
Panel: DGV
Note: C. Galbraith in attendance for Staff
January 8, 2019
3:30 PM

Hutchinson, Donna, Cornish, Cameron Edward, Sidders, David Paul George , Caruso, Patrick Jelf ,
Section: s. 127 and 127.1
Panel: MJS
Note: M. Britton / R. Eghan in attendance for Staff
January 15, 2019
1:00 PM

Natural Bee Works Apiaries Inc., Landucci, Rinaldo, Chickalo, Tawlia ,
Section: s. 127(1) and 127.1
Panel: DGV
Note: C. Galbraith in attendance for Staff
February 11, 2019
10:00 AM

February 12-15 & February 21-22, 2019
10:00 AM
Hutchinson, Donna, Cornish, Cameron Edward, Sidders, David Paul George , Caruso, Patrick Jelf ,
Section: s. 127 and 127.1
Panel: TBA
Note:

M. Britton / R. Eghan in attendance for Staff

February 22, 2019
8:30 AM

Bernholtz, Martin,
Section: s. 127(1) and 127.1
Panel: MJS
Note: M. Britton in attendance for Staff
February 26, 2019
4:00 PM

BDO Canada LLP,
Section: s. 127(1) and 127.1
Panel: RPH
Note: A. Huculak in attendance for Staff
March 25, 2019
9:30 AM

March 26-29, 2019
9:30 AM
Bernholtz, Martin,
Section: s. 127(1) and 127.1
Panel: TBA
Note:

M. Britton in attendance for Staff

April 3, 2019
10:00 AM

El-Bouji, Issam,
Section: s. 127(1) and (2) and 127.1
Panel: RPH
Note: D. Ferris in attendance for Staff
April 9, 2019
2:00 PM

MOAG Copper Gold Resources Inc., Brown, Gary , Jones, Bradley,
Section: s. 127(1) and 127.1
Panel: TM
Note: A. Huculak in attendance for Staff
April 24, 2019
9:30 AM

Kitmitto, Majd , Vannatta, Steven , Candusso, Claudio , Candusso, Christopher , Goss, Donald Alexander (Sandy), Fielding, John , Fakhry, Frank ,
Section: s. 127(1) and 127.1
Panel: TBA
Note: J Lynch/M. Britton in attendance for Staff
April 29, 2019
10:00 AM

May 1, 2, 6, 8-10 &
14-17, 2019
10:00 AM
El-Bouji, Issam,
Section: s. 127(1) and (2) and 127.1
Panel: TBA
Note: D. Ferris in attendance for Staff