Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 1
October 16, 2018
10:00 AM

Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127(1) and 127.1
Panel: TM
Note: J. Gibson in attendance for Staff
October 18, 2018
10:00 AM

Caldwell Investment Management Ltd.,
Section: s. 127(1) and (2) and 127.1
Panel: RPH
Note: D. Ferris in attendance for Staff
October 29, 2018
10:00 AM

BDO Canada LLP,
Section: s. 127(1) and 127.1
Panel: RPH
Note: A. Huculak in attendance for Staff
November 9, 2018
10:00 AM

Cheng, Benedict, Soave, Frank, Rothstein, John David, Tremblay, Eric,
Section: s. 127 and 127.1
Panel: PA/DL/RPH
Note: Y. Chisholm/J. Lynch/C. Galbraith in attendance for Staff
November 16, 2018
10:00 AM

El-Bouji, Issam,
Section: s. 127(1) and (2) and 127.1
Panel: RPH
Note: D. Ferris in attendance for Staff
November 16, 2018
1:00 PM

Natural Bee Works Apiaries Inc., Landucci, Rinaldo, Chickalo, Tawlia ,
Section: s. 127(1) and 127.1
Panel: DGV
Note: D. Bernstein in attendance for Staff
November 23, 2018
9:00 AM

Mason, Donald,
Section: s. 8
Panel: MJS
Note: M. Denyszyn in attendance for Staff
December 3, 2018
10:00 AM

December 4-6, 10, 12-14, 17-20, 2018 & January 7, 9-11, 14-16, 18 & 28-30, 2019

10:00 AM

Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127(1) and 127.1
Panel: TM/FK/LPH
Note: J. Gibson in attendance for Staff
January 8, 2019
3:30 PM

Hutchinson, Donna, Cornish, Cameron Edward, Sidders, David Paul George , Caruso, Patrick Jelf ,
Section: s. 127 and 127.1
Panel: MJS
Note: M. Britton / R. Eghan in attendance for Staff
February 11, 2019
10:00 AM

February 12-15 & February 21-22, 2019
10:00 AM
Hutchinson, Donna, Cornish, Cameron Edward, Sidders, David Paul George , Caruso, Patrick Jelf ,
Section: s. 127 and 127.1
Panel: TBA
Note:

M. Britton / R. Eghan in attendance for Staff

February 22, 2019
8:30 AM

Bernholtz, Martin,
Section: s. 127(1) and 127.1
Panel: MJS
Note: M. Britton in attendance for Staff
March 25, 2019
9:30 AM

March 26-29, 2019
9:30 AM
Bernholtz, Martin,
Section: s. 127(1) and 127.1
Panel: TBA
Note:

M. Britton in attendance for Staff

TBA


Kitmitto, Majd , Vannatta, Steven , Candusso, Christopher , Candusso, Claudio ,
Section: s. 127(1) and 127.1
Panel: TBA
Note: Y. Chisholm/J. Lynch/C. Galbraith in attendance for Staff
TBA Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: TBA
Note: J. Superina in attendance for Staff
In Writing


Simba, Muchoki Fungai (also previously known as Henderson MacDonald Alexander Butcher),
Section: s. 127(1) and 127.1
Panel: DGV
Note: A. Qian in attendance for Staff