Securities Law & Instruments

Orders, Rulings & Decisions

This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

November 15, 2018Notice of Correction - CIH Trading LLC
November 15, 2018Professionals’ Financial – Mutual Funds Inc.
November 15, 2018Xanthic Biopharma Inc.
November 15, 2018Sumtra Diversified Inc.
November 15, 2018Redhawk Resources, Inc.
November 15, 2018Besra Gold Inc. – s. 144
November 15, 2018Iron Bridge Resources Inc.
November 15, 2018Avidian Gold Corp. (formerly Marching Moose Capital Corporation) – s. 1(11)(b)
November 15, 2018Tullett Prebon Financial Services LLC – s. 38 of the CFA and s. 6.1 of Rule 91-502 Trades in Recognized Options
November 15, 2018Applied Inventions Management Corp. – s. 4(b) of Ont. Reg. 289/00 under the OBCA