Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

January 17, 2019BMO Nesbitt Burns Inc. et al.
January 17, 2019Concentra Bank
January 17, 2019NatWest Markets PLC
January 17, 2019Capital One, National Association
January 17, 2019Industrial Alliance Insurance and Financial Services Inc.
January 17, 2019Franklin Templeton Investments Corp. and FTC Investor Services Inc.
January 17, 2019Perimeter Markets Inc.
January 17, 2019Perimeter Markets Inc. – s. 8.1 of OSC Rule 13-502 Fees
January 16, 2019Authorization Order (subsection 3.5(3))
January 16, 2019Authorization Order (subsection 3.5(3))