OSC Dialogue 2018

Market Evolution
Regulatory Change

November 8, 2018
Four Seasons Hotel Toronto

Thank you for your interest in OSC Dialogue 2018. At this time, registration for the event has reached capacity. If you have any questions please email dialogue@osc.gov.on.ca.

#OSCDialogue





About

Rapid innovation is moving global markets into a new era, presenting novel investor opportunities, challenging traditional roles, and demanding regulatory evolution and international collaboration.

Join us at OSC Dialogue 2018 as business leaders, senior regulators and international policy experts examine the path forward amid growing uncertainty, evolving investor expectations and the proliferation of new product offerings and trading mechanisms, each shaping the markets of the future.

Speakers


Paul Desmarais

Paul Desmarais III
Senior Vice-President, Power Corporation and Power Financial
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Maureen Jensen

Maureen Jensen
Chair and CEO, Ontario Securities Commission
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Jay Clayton

Jay Clayton
Chairman, U.S. Securities and Exchange Commission
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J. Christopher Giancarlo

J. Christopher Giancarlo
Chairman, U.S. Commodity Futures Trading Commission
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Jennifer Elliott

Jennifer Elliott
Deputy Division Chief of Financial Regulation and Supervision, International Monetary Fund
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Richard Nesbitt

Richard Nesbitt
CEO, Global Risk Institute in Financial Services
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Barbara Novick

Barbara G. Novick
Vice Chairman, BlackRock
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William R. White

William R. White
Senior Fellow, C.D. Howe Institute, and former Chairman of the Economic and Development Review Committee, OECD
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Robert Cohen

Robert Cohen
Chief, Cyber Unit, Division of Enforcement, U.S. Securities and Exchange Commission
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Jeff Kehoe

Jeff Kehoe
Director, Enforcement, Ontario Securities Commission
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Mark Steward

Mark Steward
Director of Enforcement and Market Oversight, Financial Conduct Authority
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Gillian Tan

Gillian Tan
Executive Director, Enforcement Department, Monetary Authority of Singapore
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Jeff Carney

Jeffrey R. Carney
President and CEO, IGM Financial Inc.
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Bruce Flatt

Bruce Flatt
CEO, Brookfield Asset Management Inc.
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Katherine “KT” Rabin

Katherine “KT” Rabin
CEO, Glass Lewis
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Sandra Stuart

Sandra Stuart
President and CEO, HSBC Bank Canada
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Moderators

Paul Redman

Paul Redman
Chief Economist and Head of Research, Ontario Securities Commission
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Jacquie McNish

Jacquie McNish
Senior Correspondent, The Wall Street Journal
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Catherine Murray

Catherine Murray
Anchor, BNN Bloomberg
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Huston Loke

Huston Loke
Director, Corporate Finance, Ontario Securities Commission
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Agenda

7:45

Continental Breakfast and Registration Open

8:30

Welcome

  • Leslie Byberg, Executive Director and CAO, OSC
8:35

Vantage point: Long-term thinking in an age of disruption

Keynote discussion

  • Maureen Jensen, Chair and CEO, OSC
  • Paul Desmarais III, Senior Vice-President, Power Corporation and Power Financial

9:20

Home and abroad: Global market developments and their impact in Canada

Panel

  • Jennifer Elliott, Deputy Division Chief of Financial Regulation and Supervision, International Monetary Fund
  • Richard Nesbitt, CEO, Global Risk Institute in Financial Services
  • Barbara G. Novick, Vice Chairman, BlackRock
  • William R. White, Senior Fellow, C.D. Howe Institute, and former Chairman of the Economic and Development Review Committee, OECD
  • Moderator: Paul Redman, Chief Economist and Head of Research, OSC
10:35

Break

10:55

Shaping the modern regulatory approach

Panel

  • Jay Clayton, Chairman, U.S. Securities and Exchange Commission
  • J. Christopher Giancarlo, Chairman, U.S. Commodity Futures Trading Commission
  • Maureen Jensen, Chair and CEO, OSC
  • Moderator: Jacquie McNish, Senior Correspondent, The Wall Street Journal
11:55

Lunch

12:55

Welcome back

  • Tim Moseley, Vice-Chair, OSC
1:00

High stakes: Rising to the challenges in securities enforcement

Panel

  • Robert Cohen, Chief, Cyber Unit, Division of Enforcement, U.S. Securities and Exchange Commission
  • Jeff Kehoe, Director, Enforcement, OSC
  • Mark Steward, Director of Enforcement and Market Oversight, Financial Conduct Authority
  • Gillian Tan, Executive Director, Enforcement Department, Monetary Authority of Singapore
  • Moderator: Catherine Murray, Anchor, BNN Bloomberg
2:15

Break

2:30

Market evolution: An opportunity for leadership and ingenuity

Panel

  • Jeffrey R. Carney, President and CEO, IGM Financial Inc.
  • Bruce Flatt, CEO, Brookfield Asset Management Inc.
  • Katherine “KT” Rabin, CEO, Glass Lewis
  • Sandra Stuart, President and CEO, HSBC Bank Canada
  • Moderator: Huston Loke, Director, Corporate Finance, OSC
3:45

Close

  • Grant Vingoe, Vice-Chair, OSC




Session Descriptions

Vantage point: Long-term thinking in an age of disruption
Keynote Discussion

A wide-ranging discussion on the biggest surprises in the current market climate, how past lessons can inform future strategy, and a look ahead for Canadian financial services, investment management, investors and regulators.

Home and abroad: Global market developments and their impact in Canada
Panel

Ten years after the financial crisis, global markets exist in a state of uncertainty and heightened volatility. Some lingering vulnerabilities persist while new challenges have emerged in the form of extraordinary technological change, unprecedented household and corporate debt levels, monetary tightening and geopolitical unrest. Looking at the long-term macroeconomic picture, what should investors know about the risks and opportunities? And, where should regulators focus when it comes to maintaining financial stability and preparing for what’s ahead?

Shaping the modern regulatory approach
Panel

Regulators are overseeing increasingly complex markets, keeping a close eye on risks, working to achieve financial stability and considering the costs of regulatory change. As securities regulation evolves to reflect the realities of today’s capital markets, senior regulators examine the current landscape from their unique viewpoints and discuss new approaches for working together to protect the public interest.

High stakes: Rising to the challenges in securities enforcement
Panel

Enforcement of securities regulation has reached a new level of complexity, challenging traditional approaches and demanding better global coordination. In an increasingly data-driven marketplace, with borderless technology, how must regulators adapt? What is the right approach to collecting sanctions and fines, and protecting assets, when money can be moved instantly? How must international partnerships evolve to keep investors and the overall system safe?

Market evolution: An opportunity for leadership and ingenuity
Panel

New products, globalization and emerging trends in technology will power the next cycle of economic growth and reshape markets. At the same time, stakeholder expectations and demands are increasing, in a climate of economic uncertainty. How are senior business leaders preparing for these changes, and how should investors, market participants and regulators respond?


Venue

Four Seasons Hotel Toronto

target icon

60 Yorkville Ave,
Toronto,
ON M4W 0A4

OSC Dialogue 2018

Market Evolution
Regulatory Change

November 8, 2018
Four Seasons Hotel Toronto

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