Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

March 21, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7
March 21, 2019Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
March 19, 2019Notice from the Office of the Secretary: Anson Advisors Inc and Ewing Morris & Co. Investment Partners Ltd., File Nos. 2019-5 and 2019-6
March 11, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
March 8, 2019Notice from the Office of the Secretary: Ewing Morris & Co. Investment Partners Ltd., File No. 2019-6
March 8, 2019Notice from the Office of the Secretary: Anson Advisors Inc, File No. 2019-5
February 27, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
February 26, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
February 26, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
February 25, 2019Notice from the Office of the Secretary: USI-Tech Limited, File No. 2018-75
February 22, 2019Notice from the Office of the Secretary: Martin Bernholtz, File No. 2018-16
February 21, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
February 21, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
February 19, 2019Notice from the Office of the Secretary: AlphaNorth Asset Management and Steven Douglas Palmer, File No. 2019-3
February 14, 2019Notice from the Office of the Secretary: AlphaNorth Asset Management and Steven Douglas Palmer, File No. 2019-3
February 8, 2019Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
February 5, 2019Notice from the Office of the Secretary: Benedict Cheng et al.,File No. 2017-13
January 31, 2019Notice from the Office of the Secretary: Dennis L. Meharchand et al., File No. 2017-4
January 31, 2019Order: In the Matter of Dennis L. Meharchand et al.
January 25, 2019Notice from the Office of the Secretary: Michelle Dunk, File No. 2018-74
January 23, 2019Notice from the Office of the Secretary: Keir Reynolds, File No. 2018-64
January 17, 2019Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
January 17, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
January 16, 2019Notice from the Office of the Secretary: Katanga Mining Limited
January 16, 2019Notice from the Office of the Secretary: Larry Keith Davis, File No. 2017-6
January 15, 2019Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
January 15, 2019Notice from the Office of the Secretary: USI Tech Limited, File No. 2018-75
January 11, 2019Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
January 9, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
January 9, 2019Notice from the Office of the Secretary: Andrew Paul Rudensky, File No. 2018-68