Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

May 21, 2019Notice from the Office of the Secretary: Martin Bernholtz, File No. 2018-16
May 16, 2019Notice from the Office of the Secretary: Martin Bernholtz, File No. 2018-16
May 16, 2019Notice from the Office of the Secretary: Shane David Yawrenko and Umbrella Merchant Services Inc., File No. 2019-17
May 15, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
May 15, 2019Notice from the Office of the Secretary: David Michael Michaels, File No. 2019-20
May 15, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7
May 14, 2019Notice from the Office of the Secretary: Nextblock Global Limited and Alex Tapscott, File No. 2019-8
May 13, 2019Notice from the Office of the Secretary: Money Gate Mortgage Investment Corporation et al., File No. 2017-79
May 9, 2019Notice from the Office of the Secretary: Nextblock Global Limited and Alex Tapscott, File No. 2019-8
May 8, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
May 8, 2019Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
May 7, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
May 7, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
May 6, 2019Notice from the Office of the Secretary: Shane David Yawrenko and Umbrella Merchant Services Inc., File No. 2019-17
May 1, 2019Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
April 29, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
April 29, 2019Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-7
April 29, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7
April 29, 2019Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
April 25, 2019Notice from the Office of the Secretary: Trilogy Mortgage Group Inc. and Trilogy Equities Group Limited Partnership, File No. 2018-21
April 24, 2019Notice from the Office of the Secretary: In the Matter of Welcome Place Inc. et al. File No. 2019-14
April 24, 2019Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
April 15, 2019Notice from the Office of the Secretary: Caldwell Investment Management Ltd., File No. 2018-36
April 15, 2019Notice from the Office of the Secretary: Mangrove Partners and TransAlta Corporation, File No. 2019-13
April 12, 2019Notice from the Office of the Secretary: Mangrove Partners and TransAlta Corporation, File No. 2019-13
April 10, 2019Notice from the Office of the Secretary: Ewing Morris & Co. Investment Partners Ltd., File No. 2019-6
April 10, 2019Notice from the Office of the Secretary: Anson Advisors Inc, File No. 2019-5
April 10, 2019Notice from the Office of the Secretary: Mangrove Partners and TransAlta Corporation, File No. 2019-13
April 9, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
April 5, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7