Proceedings


All Commission Proceedings


This section contains documents relating to Commission proceedings, such as notices of the Office of the Secretary, notices of hearing, statements of allegation, decisions, reasons for decisions and settlements.

The documents are listed by respondent, according to the date the document was signed. The respondent is the individual or company that is the subject of a proceeding.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

For decisions relating to exemptive relief applications and other matters, see Orders, Rulings & Decisions.

November 11, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
November 6, 2019Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
November 6, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
November 4, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
October 30, 2019Notice from the Office of the Secretary: 3iQ Corp. and The Bitcoin Fund, File No. 2019-7
October 24, 2019Notice from the Office of the Secretary: Donna Hutchinson et al., File No. 2017-54
October 22, 2019Notice from the Office of the Secretary: Benedict Cheng et al., File No. 2019-37
October 18, 2019Notice from the Office of the Secretary: Jean-Smaille Germeil and FPE Trading, File No. 2019-26
October 17, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
October 16, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
October 15, 2019Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
October 15, 2019Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
October 11, 2019Notice from the Office of the Secretary: Aly Babu Husein Mawji, File No. 2019-38
October 9, 2019Notice from the Office of the Secretary: Paramount Equity Financial Corporation et al., File No. 2019-12
October 9, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
October 9, 2019Notice from the Office of the Secretary: Benedict Cheng et al., File No. 2019-37
October 8, 2019Notice from the Office of the Secretary: Issam El-Bouji, File No. 2018-28
October 8, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
October 7, 2019Notice from the Office of the Secretary: MOAG Copper Gold Resources Inc. et al., File No. 2018-41
October 3, 2019Notice from the Office of the Secretary: Farhang (Fred) Dagostar Nikoo et al., File No. 2019-36
October 3, 2019Notice from the Office of the Secretary: Alan Braun et al., File No. 2019-25
September 30, 2019Notice from the Office of the Secretary: First Global Data Ltd. et al., File No. 2019-22
September 30, 2019Notice from the Office of the Secretary: Canada Cannabis Corporation et al., File No. 2019-34
September 26, 2019Notice from the Office of the Secretary: Natural Bee Works Apiaries Inc. et al., File No. 2018-40
September 26, 2019Notice from the Office of the Secretary: Solar Income Fund Inc. et al., File No. 2019-35
September 25, 2019Notice from the Office of the Secretary: Majd Kitmitto et al., File No. 2018-70
September 24, 2019Notice from the Office of the Secretary: Sean Daley et al., File No. 2019-28
September 23, 2019Notice from the Office of the Secretary: Sentry Investments Inc. and Sean Driscoll, File No. 2019-33
September 16, 2019Notice from the Office of the Secretary: BDO Canada LLP, File No. 2018-59
September 13, 2019Notice from the Office of the Secretary: Canada Cannabis Corporation et al., File No. 2019-34