Proceedings


Before the Commission


Under section 127 of the Securities Act (Ontario), the OSC can initiate proceedings against individuals or companies (the respondents) suspected of violating securities law or acting contrary to the public interest.

A proceeding is initiated when a notice of hearing is issued and a statement of allegations is filed. It is heard before an administrative tribunal of the Commission. The Commission can impose sanctions such as financial penalties and bans on trading and other activities in the capital markets.

For documents relating to open and completed proceedings, see All Commission Proceedings.

OSC tribunal reasons issued since 2004 are also available free of charge on the Canadian Legal Information Institute website (CanLII).

Commission hearings are generally open to the public. They are held at the OSC’s offices:

Ontario Securities Commission
20 Queen Street West
17th floor
Toronto, ON
M5H 3S8

Upcoming Proceedings

Date and Time Proceeding Information
Page 1 of 1
April 22, 2019
11:00 AM

April 23 - 26, 2019
11:00 AM

Natural Bee Works Apiaries Inc., Landucci, Rinaldo, Chickalo, Tawlia ,
Section: s. 127(1) and 127.1
Panel: D. Grant Vingoe
Note: C. Galbraith in attendance for Staff
April 24, 2019
9:00 AM

Paramount Equity Financial Corporation, Silverfern Secured Mortgage Fund, Silverfern Secured Mortage Limited Partnership, GTA Private Capital Income Fund, GTA Private Capital Income Limted Partnership, Silverfern GP Inc., Paramount Equity Investments Inc., Paramount Alternative Capital Corporation, PACC Ainslie Corporation, PACC Costigan Corporation, PACC Crystallina Corporation, PACC Dacey Corporation, PACC Goulais Corporation, PACC Harriet Corporation, PACC Major Mack Corporation, PACC Maple Corporation, PACC Mulcaster Corporation, PACC Regent Corporation, PACC Scugog Corporation, PACC Sechelt Corporation, PACC Shaver Corporation, PACC Simcoe Corporation, PACC Thorold Corporation, PACC Wilson Corporation, Niagara Falls Facility Inc., Trilogy Mortgage Group Inc., Trilogy Equities Group Limited Partnership, Ruttenberg, Marc, Burdon, Ronald Bradley, Laverty, Matthew,
Section: 127(1) and 127.1
Panel: D. Grant Vingoe
Note: J. Lynch / P. Le Vay in attendance for Staff
April 24, 2019
9:30 AM

Kitmitto, Majd , Vannatta, Steven , Candusso, Claudio , Candusso, Christopher , Goss, Donald Alexander (Sandy), Fielding, John , Fakhry, Frank ,
Section: s. 127(1) and 127.1
Panel: M. Cecilia Williams
Note: J Lynch/M. Britton in attendance for Staff
April 24, 2019
4:00 PM

3iQ Corp., The Bitcoin Fund,
Section: 8
Panel: M. Cecilia Williams
Note:  A. Qian/M. Vaillancourt in attendance for Staff
May 1, 2019
10:00 AM

May 2, 6, 8-10 & 22, 2019
10:00 AM

June 3, 2019
10:00 AM

June 5, 2019
11:00 AM

June 6-7, 2019
9:30 AM
El-Bouji, Issam,
Section: s. 127(1) and (2) and 127.1
Panel: D. Grant Vingoe
Note: D. Ferris in attendance for Staff
May 3, 2019
10:00 AM

BDO Canada LLP,
Section: s. 127(1) and 127.1
Panel: Timothy Moseley
Note: A. Huculak / R. Gain in attendance for Staff
May 10, 2019
10:00 AM

May 14, 15 & June 27-28, 2019
10:00 AM
Money Gate Mortgage Investment Corporation, Money Gate Corp., Katebian, Morteza, Katebian, Payam,
Section: s. 127(1) and 127.1
Panel: Timothy Moseley/M. Cecilia Williams/Lawrence P. Haber
Note: J. Gibson / D. Emami in attendance for Staff
June 7, 2019
1:00 PM

MOAG Copper Gold Resources Inc., Brown, Gary , Jones, Bradley,
Section: s. 127(1) and 127.1
Panel: Timothy Moseley
Note: A. Huculak in attendance for Staff
June 10, 2019
10:00 AM

June 12, 2019
10:00 AM
Hutchinson, Donna, Cornish, Cameron Edward, Sidders, David Paul George , Caruso, Patrick Jelf ,
Section: s. 127 and 127.1
Panel: Timothy Moseley
Note:

M. Britton / R. Eghan in attendance for Staff

June 13, 2019
10:00 AM

Caldwell Investment Management Ltd.,
Section: s. 127(1) and (2) and 127.1
Panel: To be announced
Note: D. Ferris in attendance for Staff
July 11, 2019
10:00 AM

August 1-2, 7-9, 12, 15-16, 19-20, 22-23 and 27-28, 2019

10:00 AM
Caldwell Investment Management Ltd.,
Section: s. 127(1) and (2) and 127.1
Panel: D. Grant Vingoe
Note: D. Ferris in attendance for Staff
To be announced Yaqeen, Abdullah Yama,
Section: s. 8(2)
Panel: To be announced
Note: J. Superina in attendance for Staff