Securities Law & Instruments


Orders, Rulings & Decisions


This section contains orders, rulings and decisions issued by the Commission relating to discretionary relief, cease trade orders, take-over bidsenforcement proceedings and other matters. The documents are listed according to the date they were published in the OSC Bulletin, the official record of the OSC’s activities.

If a document you are looking for is not listed here, refer to the OSC Bulletin or contact us for assistance.

You can also find orders, decisions and other documents relating to enforcement proceedings under All Proceedings.

November 14, 2019AXA S.A.
November 14, 2019Canoe Financial LP and National Bank Financial Inc.
November 14, 2019Vanguard Investments Canada Inc. et al.
November 14, 2019Sean Daley et al. – ss. 127(8), 127(1)
November 14, 2019Street Capital Group Inc.
November 14, 2019Master Credit Card Trust II
November 14, 2019Callidus Capital Corporation
November 14, 2019Invesco Canada Ltd. et al. – s. 80 of the CFA
November 14, 2019P/E Global LLC – s. 80 of the CFA
November 7, 2019Evolve Funds Group Inc.